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    TACFS

    FA 290 Ethics for the Financial Services Professional

    FA 290 Ethics for the Financial Services Professional

    $90.00 USD
    $90.00 USD
    Sale Sold out
    Title

    Provides a practical framework for making ethical business decisions in the financial services industry. This course examines legal, compliance and practice standards that apply to the financial services professional. It also investigates ethical approaches to placing financial products, determining suitability and assessing risk. Concludes with a final exam. The format is textbook self-study, with online exam (requires a proctor). (Students licensed in New York take paper exams.) Exam is required for state continuing education (CE) credit.

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